DFX Intelligence
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Reading the graph
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Advisor at F••••• • M••••• I••
CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••••• • M••••• I•• | Independent wealth | Jan 31, 2022 | n/a | yes | CINCINNATI, OH | Current employment |
| F•• I••••••••• L•• | Asset manager | Jul 16, 2020 | Oct 18, 2021 | no | Cincinnati, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•• I••••••••• L•• | F••••• • M••••• I•• | Oct 18, 2021 | Jan 31, 2022 | 105 | Firm change | Other |
| R•••• S•••••••• • A••••••••• L•• | F•• I••••••••• L•• | Oct 15, 2021 | Jul 16, 2020 |
| R•••• S•••••••• • A••••••••• L•• |
| Former SEC adviser |
| Jun 17, 2019 |
| Oct 15, 2021 |
| no |
| CINCINNATI, OH|CINCINNATI, OH |
| Previous registration |
| Firm change after gap |
| Other |