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Advisor at BENJAMIN F. EDWARDS & COMPANY, INCORPORATED
ST. LOUIS, MO | Hiawatha, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | Bd affiliated wealth | Apr 20, 2022 | n/a | yes | ST. LOUIS, MO|ST. LOUIS, MO|Hiawatha, IA | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jan 10, 2013 | May 3, 2022 | no | CEDAR RAPIDS, IA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Jan 11, 2013 | no | CEDAR RAPIDS, IA|CEDAR RAPIDS, IA | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Aug 20, 2007 | Jan 1, 2008 | no | CEDAR RAPIDS, IA|ST. LOUIS, MO | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | May 20, 2005 | Aug 20, 2007 | no | HIAWATHA, IA|Cedar Rapids, IA | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Dec 30, 1999 | May 26, 2005 | no | CEDAR RAPIDS, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | May 3, 2022 | Apr 20, 2022 | -13 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | RBC CAPITAL MARKETS, LLC | Jan 11, 2013 | Jan 10, 2013 | -1 | Firm change | Wirehouse to ibd |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | A. G. EDWARDS & SONS, INC. | Aug 20, 2007 | Aug 20, 2007 | 0 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | May 26, 2005 | May 20, 2005 | -6 | Firm change | Other |