DFX Intelligence

B••• P•••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)21 years in industry

B••• P•••••• W•••

Advisor at C•••••••• L••

Apex, NC | LAKE MARY, FL

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Search this name across graphsid dfx:ria:29806f2c-7924-112f-6a49-0b2c707c9a41

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 19, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Sep 16, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• L••	Other adviser	Mar 22, 2022	n/a	yes	LAKE MARY, FL\|Apex, NC	Current employment
P•••••••• S••••••••• I•••	Bd affiliated wealth	Dec 16, 2011	Jan 23, 2022	no	RALEIGH, NC\|DES MOINES, IA\|RALEIGH, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	C•••••••• L••	Jan 23, 2022	Mar 22, 2022	58	Firm change	Other
M••••• S•••••• D• I•••	P•••••••• S••••••••• I•••	Jun 1, 2006	Jul 7, 2006

Relationships

Registered with (3)

→ C•••••••• L••Registered adviserregistration: current employment
Mar 22, 2022 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Dec 16, 2011 to Jan 23, 2022factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Sep 19, 2005 to Jun 1, 2006factForm ADV

Dated events

Occurred
Jan 23, 2022
Advisor changed firm
B••• P•••••• W••• left P•••••••• S••••••••• I••• for C•••••••• L•• (registered 2022-03-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29806f2c-7924-112f-6a49-0b2c707c9a41
First observed: Sep 19, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.