DFX Intelligence

M•••••• S•••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

M•••••• S•••• N••••

Advisor at S••••••• I••••••••• A•••••••• I•••

Middletown, CT | PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2987aced-6b9f-8857-41a0-352887ed0e97

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 28, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• I••••••••• A•••••••• I•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: May 15, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• I••••••••• A•••••••• I•••	Other adviser	Jan 29, 2010	n/a	yes	Middletown, CT\|PORTLAND, OR	Current employment
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	May 5, 2009	Nov 23, 2009	no	CHESHIRE, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• A•••••••• I•••	S••••••• I••••••••• A•••••••• I•••	Nov 23, 2009	Jan 29, 2010	67	Firm change	Other
C•••••••• G••••• M•••••• I•••	V••• F•••••••• A•••••••• I•••	May 5, 2009	May 5, 2009

Relationships

Registered with (3)

→ S••••••• I••••••••• A•••••••• I•••Registered adviserregistration: current employment
Jan 29, 2010 to presentfactForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 5, 2009 to Nov 23, 2009factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Sep 28, 2005 to May 5, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2987aced-6b9f-8857-41a0-352887ed0e97
First observed: Sep 28, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.