DFX Intelligence

B••••••• J•••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

B••••••• J•••• C•••

Advisor at P••• A••••• S••••••••• L••

INDIANAPOLIS, IN | MUNCIE, IN

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Search this name across graphsid dfx:ria:29902c89-6936-ec6b-729b-c870a86bf578

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 11, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• A••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• A••••• S••••••••• L••	Bd affiliated wealth	Aug 14, 2026	n/a	yes	INDIANAPOLIS, IN\|MUNCIE, IN	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Dec 11, 2017	Jan 15, 2026	no	Indianapolis, IN\|Muncie, IN\|Indianapolis, IN\|Indianapolis, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	P••• A••••• S••••••••• L••	Jan 15, 2026	Aug 14, 2026	211	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ P••• A••••• S••••••••• L••Registered adviserregistration: current employment
Aug 14, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Dec 11, 2017 to Jan 15, 2026factForm ADV

Dated events

Occurred
Jan 15, 2026
Advisor changed firm
B••••••• J•••• C••• left C•••••• S••••• • C••• I••• for P••• A••••• S••••••••• L•• (registered 2026-08-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29902c89-6936-ec6b-729b-c870a86bf578
First observed: Dec 11, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.