DFX Intelligence

W•••••• B•••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

W•••••• B•••• A•••••

Advisor at W•••• F•••• A•••••••

CARLSBAD, CA

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Search this name across graphsid dfx:ria:29979369-a6f7-3591-a7b7-5749998e353a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 27, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 26, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	May 22, 2025	n/a	yes	CARLSBAD, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Sep 3, 2014	Jun 12, 2025	no	CARSLBAD, CA\|SAN DIEGO, CA\|CARLSBAD, CA\|CARLSBAD, CA\|SAN DIEGO, CA\|SOLANA BEACH, CA\|SOLANA BEACH, CA\|ENCINITAS, CA\|ENCINITAS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	W•••• F•••• A•••••••	Jun 12, 2025	May 22, 2025	-21	Firm change	Ibd to wirehouse
U••• B•••••• A•••••••• L••	L•• F•••••••• L••	Sep 9, 2014	Sep 3, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:19616:CA:2025-06-12	Jun 12, 2025	May 22, 2025	ENCINITAS, CA	Firm change

Relationships

Registered with (7)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
May 22, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 3, 2014 to Jun 12, 2025factForm ADV
→ U••• B•••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 24, 2008 to Sep 9, 2014factForm ADV
→ Z•••• C•••••• A•••••••• I•••

Dated events

Occurred
Jun 12, 2025
Advisor changed firm
W•••••• B•••• A••••• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2025-05-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29979369-a6f7-3591-a7b7-5749998e353a
First observed: Jul 27, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.