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Advisor at INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
ORLANDO, FL | SPRING LAKE, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Bd affiliated wealth | Mar 10, 2016 | n/a | yes | ORLANDO, FL|SPRING LAKE, NJ | Current employment |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | May 19, 2014 | Mar 11, 2016 | no | TOMS RIVER, NJ | Previous registration |
| RHINO ASSET MANAGEMENT | n/a | Dec 6, 2010 | Sep 27, 2012 | no | MANASQUAN, NJ | Previous registration |
| BLUE OCEAN CAPITAL MANAGEMENT, LLC | Former SEC adviser | Sep 10, 2010 | Feb 24, 2012 | no | POINT PLEASANT, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST ALLIED ADVISORY SERVICES, INC. | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Mar 11, 2016 | Mar 10, 2016 | -1 | Firm change | Other |
| RHINO ASSET MANAGEMENT | FIRST ALLIED ADVISORY SERVICES, INC. | Sep 27, 2012 | May 19, 2014 | 599 | Firm change after gap | Other |
| BLUE OCEAN CAPITAL MANAGEMENT, LLC | RHINO ASSET MANAGEMENT | Feb 24, 2012 | Dec 6, 2010 | -445 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 137888:144426:NJ:2016-03-11 | Mar 11, 2016 | Mar 10, 2016 | TOMS RIVER, NJ | Firm change |