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Advisor at RBC CAPITAL MARKETS, LLC
ANNAPOLIS, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Nov 26, 2007 | n/a | yes | ANNAPOLIS, MD|ANNAPOLIS, MD | Current employment |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jun 30, 2005 | Nov 30, 2007 | no | ANNAPOLIS, MD|WASHINGTON, DC|WASHINGTON, DC | Previous registration |
| TRUIST SECURITIES, INC. | n/a | Jul 29, 2003 | Jun 30, 2005 | no | WASHINGTON, DC | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Aug 6, 2000 | May 28, 2003 | no | ANNAPOLIS, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUNTRUST INVESTMENT SERVICES, INC. | RBC CAPITAL MARKETS, LLC | Nov 30, 2007 | Nov 26, 2007 | -4 | Firm change | Other |
| TRUIST SECURITIES, INC. | SUNTRUST INVESTMENT SERVICES, INC. | Jun 30, 2005 | Jun 30, 2005 | 0 | Firm change | Other |
| MORGAN STANLEY DW INC. | TRUIST SECURITIES, INC. | May 28, 2003 | Jul 29, 2003 | 62 | Firm change | Other |