DFX Intelligence

H••••• C•••••• L•••••• P•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM 100m 1b

H••••• C•••••• L•••••• P•••••••••

CRD 299914

NEW ALBANY, OH

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Data as of Mar 23, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Dec 14, 2018 to Mar 23, 2023
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $209M••• Locked
Discretionary RAUM: $209M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H••••• C•••••• M••••• F••• L•	Hedge Fund	$191M	Mar 23, 2023	68	May 30, 2019	reported	021-331870
H••••• O••••••••• F••• I• L•	Hedge Fund	$18.0M	Mar 23, 2023

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• G••••• W••••••	MANAGER, MEMBER	D	yes	03/2018	Dec 14, 2018	Mar 23, 2023
B•••••• G••••• W••••••	L•••••• PARTNER, PRINCIPAL	D	yes	03/2018	Dec 14, 2018	Mar 23, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H••••• C•••••• F••• G• L•	n/a	n/a	n/a	N	yes	n/a
H••••• O••••••••• F••• I• G• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 23, 2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$209M	$298M	-29.8%	$204M	0.9%	5	6	0	0

Relationships

Advises (2)

→ H••••• O••••••••• F••• I• L•Private fundHedge Fund, IA
Mar 27, 2020 to presentfactForm ADV
→ H••••• C•••••• M••••• F••• L•Private fundHedge Fund, IA
May 30, 2019 to presentfactForm ADV

Controls (4)

← B•••••• G••••• W••••••OwnerMANAGER, MEMBER, ownership code D, individual
Dec 14, 2018 to presentfactForm ADV
← W••••••••• B••••• P••••••Owner

Dated events

Order

Occurred
27 Mar 2020
Regulatory AUM changed
••• Locked
Form ADV
$105M
Occurred
14 Dec 2018
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 14, 2018
Last observed: Mar 23, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.