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Advisor at BALTIMORE-WASHINGTON FINANCIAL ADVISORS
COLUMBIA, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BALTIMORE-WASHINGTON FINANCIAL ADVISORS | Independent wealth | Feb 13, 2015 | n/a | yes | COLUMBIA, MD | Current employment |
| 1919 INVESTMENT COUNSEL, LLC | Independent wealth | Aug 5, 2011 | Apr 1, 2013 | no | BALTIMORE, MD | Previous registration |
| Spc | Bd affiliated wealth | Sep 22, 2010 | May 31, 2011 | no | ELLICOTT CITY, MD | Previous registration |
| OLD MUTUAL CAPITAL | Former SEC adviser | May 28, 2008 | Sep 19, 2008 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| 1919 INVESTMENT COUNSEL, LLC | BALTIMORE-WASHINGTON FINANCIAL ADVISORS | Apr 1, 2013 | Feb 13, 2015 | 683 | Firm change after gap | Other |
| Spc | 1919 INVESTMENT COUNSEL, LLC | May 31, 2011 | Aug 5, 2011 | 66 | Firm change | Other |
| OLD MUTUAL CAPITAL | Spc | Sep 19, 2008 | Sep 22, 2010 | 733 | Firm change after gap | Other |