DFX Intelligence

G•••• I••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

G•••• I••••• G•••••

Advisor at C••••• I••••••••• A••••••• L••

DUBUQUE, IA | INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:29b79e40-c57a-d398-f70e-9e9bd66fab18

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 5, 2025	n/a	yes	INDIANAPOLIS, IN	Current employment
A•••••• P••••••• P•••••••• I•••	Bd affiliated wealth	Aug 9, 2024	n/a	yes	INDIANAPOLIS, IN\|DUBUQUE, IA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	A•••••• P••••••• P•••••••• I•••	Sep 5, 2025	Aug 9, 2024	-392	Channel change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
104556:106237:TX:2025-09-05	Sep 5, 2025	Aug 9, 2024	DALLAS, TX	Firm change after gap

Relationships

Registered with (3)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ A•••••• P••••••• P•••••••• I•••Registered adviserregistration: current employment
Aug 9, 2024 to presentfactForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Aug 8, 2024 to Sep 5, 2025factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29b79e40-c57a-d398-f70e-9e9bd66fab18
First observed: Aug 8, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.