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K•••• A••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

K•••• A••••• C••••

Advisor at L••••• C•••••• W••••• P•••••••• L••

LITTLE ROCK, AR

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Search this name across graphsid dfx:ria:29c11c38-684f-f3f7-d396-dafbb3b43145

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 26, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• C•••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 29, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• C•••••• W••••• P•••••••• L••	Independent wealth	Jan 26, 2021	n/a	yes	LITTLE ROCK, AR	Current employment
T•••• C•••••• M••••••••• I•••	Former SEC adviser	Jul 21, 2017	Mar 31, 2021	no	Jonesboro, AR\|LITTLE ROCK, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• C•••••• M••••••••• I•••	L••••• C•••••• W••••• P•••••••• L••	Mar 31, 2021	Jan 26, 2021	-64	Firm change after gap	RIA to RIA
S••••••• I••••••••• I•••	T•••• C•••••• M••••••••• I•••	Jul 19, 2017	Jul 21, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
114560:291960:AR:2021-03-31	Mar 31, 2021	Jan 26, 2021	LITTLE ROCK, AR	Firm change after gap

Relationships

Registered with (5)

→ L••••• C•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Jan 26, 2021 to presentfactForm ADV
→ T•••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 21, 2017 to Mar 31, 2021factForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
May 13, 2016 to Jul 19, 2017factForm ADV
→ T••••••••• F•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29c11c38-684f-f3f7-d396-dafbb3b43145
First observed: Jun 26, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.