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M•••• A• E•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

M•••• A• E•••••••••

Advisor at W••••• A••••••• S•••••••• L••

SHOREWOOD, IL | Chicago, IL

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Search this name across graphsid dfx:ria:29c15c76-8bdc-2fc7-377c-885dd165d692

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 10, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• A••••••• S•••••••• L••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 7, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• A••••••• S•••••••• L••	Institutional manager	Jun 28, 2024	n/a	yes	Chicago, IL\|SHOREWOOD, IL	Current employment
G••••• R••••••••• P••••••• L••	Institutional manager	Sep 30, 2020	Jul 10, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• R••••••••• P••••••• L••	W••••• A••••••• S•••••••• L••	Jul 10, 2024	Jun 28, 2024	-12	Bulk transfer	Other
B••••• D••••••• F•••• L••	G••••• R••••••••• P••••••• L••	Aug 21, 2017

Relationships

Registered with (3)

→ W••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 28, 2024 to presentfactForm ADV
→ G••••• R••••••••• P••••••• L••Registered adviserregistration: previous registration
Sep 30, 2020 to Jul 10, 2024factForm ADV
→ B••••• D••••••• F•••• L••Registered adviserregistration: previous registration
Jul 10, 2015 to Aug 21, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29c15c76-8bdc-2fc7-377c-885dd165d692
First observed: Jul 10, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.