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Advisor at GOODRICH ASSET MANAGEMENT LLC
NEW ALBANY, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GOODRICH ASSET MANAGEMENT LLC | State registered | Nov 23, 2009 | n/a | yes | NEW ALBANY, OH | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 10, 2000 | May 13, 2009 | no | GAHANNA, OH|GAHANNA, OH|NEW ALBANY, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | GOODRICH ASSET MANAGEMENT LLC | May 13, 2009 | Nov 23, 2009 | 194 | Firm change | Wirehouse to state RIA |