DFX Intelligence

K••••••• D••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

K••••••• D••• L••••

Advisor at A••••• T••••• P•••••• W•••••

Tucson, AZ | SCOTTSDALE, AZ

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 11, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• T••••• P•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 18, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• T••••• P•••••• W•••••	Independent wealth	Dec 13, 2022	n/a	yes	Tucson, AZ\|SCOTTSDALE, AZ	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jun 27, 2017	Mar 22, 2022	no	Peoria, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	A••••• T••••• P•••••• W•••••	Mar 22, 2022	Dec 13, 2022	266	Firm change	Ibd to RIA
N••••••••• M••••• I••••••••• S•••••••••	A••••••••• F•••••••• S•••••••• L••	Jan 18, 2017	Jun 27, 2017

Relationships

Registered with (4)

→ A••••• T••••• P•••••• W•••••Registered adviserregistration: current employment
Dec 13, 2022 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 27, 2017 to Mar 22, 2022factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Sep 28, 2005 to Jan 18, 2017factForm ADV
→ W•••• F•••• I••••••••• L••

Dated events

Order

Occurred
22 Mar 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 11, 2002
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.