This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SMITH BROTHERS FINANCIAL, LLC

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2011earliest registration or exam on IAPD

Years in industry

15derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Sep 14, 2019

First registration

Jan 12, 2023

Dual registered

yes, broker-dealer

Other names

Ashley L. Hykel

IAPD individual key

6692167

• Occurred

  Apr 18, 2023
  Advisor changed firm

  Ashley L. Winn left Cetera Advisors Llc for Smith Brothers Financial, Llc (registered 2023-05-02)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:29c9c99b-0e58-5b8b-eb3e-0d041fc86566

First observed

Jan 12, 2023

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.