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Advisor at HORNOR, TOWNSEND & KENT, LLC
CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | May 20, 2024 | n/a | yes | CINCINNATI, OH | Current employment |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Sep 22, 2022 | May 21, 2024 | no | CINCINNATI, OH | Previous registration |
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Apr 12, 2013 | Sep 19, 2022 | no | CINCINNATI, OH|LOVELAND, OH | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 17, 2013 | Mar 20, 2013 | no | CINCINNATI, OH | Previous registration |
| OJM GROUP, LLC | Former SEC adviser | Feb 22, 2010 | Jan 2, 2013 | no | CINCINNATI, OH | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Sep 5, 2006 | Dec 4, 2009 | no | CINCINNATI, OH | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Apr 19, 2000 | May 12, 2003 | no | COVINGTON, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC | HORNOR, TOWNSEND & KENT, LLC | May 21, 2024 | May 20, 2024 | -1 | Firm change | Ibd to ibd |
| HORNOR, TOWNSEND & KENT, LLC | PARK AVENUE SECURITIES LLC | Sep 19, 2022 | Sep 22, 2022 | 3 | Firm change | Ibd to ibd |
| LPL FINANCIAL LLC | HORNOR, TOWNSEND & KENT, LLC | Mar 20, 2013 | Apr 12, 2013 | 23 | Firm change | Other |
| OJM GROUP, LLC | LPL FINANCIAL LLC | Jan 2, 2013 | Jan 17, 2013 | 15 | Firm change | Other |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | OJM GROUP, LLC | Dec 4, 2009 | Feb 22, 2010 | 80 | Firm change | Other |
| OSAIC FA, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | May 12, 2003 | Sep 5, 2006 | 1,212 | Firm change after gap | Other |