DFX Intelligence
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Reading the graph
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Advisor at O•••• W•••••• I•••
VIRGINIA BEACH, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | VIRGINIA BEACH, VA | Current employment |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Dec 7, 2012 | Jun 14, 2024 | no | VIRGINIA BEACH, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• A•••••• A•••••••• I••• | O•••• W•••••• I••• | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| I•••••••• S••••••• C••••••• I••• | S••••••••• A•••••• A•••••••• I••• | Dec 7, 2012 | Dec 7, 2012 |
| I•••••••• S••••••• C••••••• I••• | Former SEC adviser | Feb 10, 2006 | Dec 7, 2012 | no | SUFFOLK, VA|VIRGINIA BEACH, VA|CHESAPEAKE, VA|SUFFOLK, VA|VIRGINIA BEACH, VA | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Oct 21, 1998 | Feb 13, 2006 | no | FRANKLIN, VA | Previous registration |
| 0 |
| Firm change |
| Other |
| M•• I•••••••• S•••••••• L•• | I•••••••• S••••••• C••••••• I••• | Feb 13, 2006 | Feb 10, 2006 | -3 | Firm change | Other |