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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

CHRISTOPHER MARK RILEY

Advisor at CAPTRUST

Wilmington, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:29e0ce1b-f7b3-9f91-bd0d-e4b0194624c8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 20, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPTRUST
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 15, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Apr 15, 1994
First registration: Oct 20, 2000
Dual registered: yes, broker-dealer
Other names: CHRIS RILEY|CHRISTOPHER M RILEY
IAPD individual key: 2463351

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Captrust	Institutional manager	Jul 30, 2020	n/a	yes	Wilmington, NC	Current employment
FOUNTAIN FINANCIAL ASSOCIATES, INC.	Former SEC adviser	Jun 17, 2015	Mar 30, 2020	no	WILMINGTON, NC	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Mar 9, 2006	Jun 10, 2015	no	WILMINGTON, NC\|CHARLOTTE, NC\|SMTHFIELD, NC	Previous registration
DAVENPORT & COMPANY LLC	Bd affiliated wealth	Oct 20, 2000	Mar 6, 2006	no	SMITHFIELD, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FOUNTAIN FINANCIAL ASSOCIATES, INC.	Captrust	Mar 30, 2020	Jul 30, 2020	122	Firm change	Other
CETERA ADVISOR NETWORKS LLC	FOUNTAIN FINANCIAL ASSOCIATES, INC.	Jun 10, 2015	Jun 17, 2015	7	Firm change	Other
DAVENPORT & COMPANY LLC	CETERA ADVISOR NETWORKS LLC	Mar 6, 2006	Mar 9, 2006	3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
174760:175112:NC:2020-03-30	Mar 30, 2020	Jul 30, 2020	WILMINGTON, NC	Firm change
13572:174760:NC:2015-06-08	Jun 10, 2015	Jun 17, 2015	SMTHFIELD, NC	Firm change

Relationships

Registered with (4)

→ CAPTRUSTRegistered adviserregistration: current employment
Jul 30, 2020 to presentfactForm ADV
→ FOUNTAIN FINANCIAL ASSOCIATES, INC.Registered adviserregistration: previous registration
Jun 17, 2015 to Mar 30, 2020factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Mar 9, 2006 to Jun 10, 2015factForm ADV
→ DAVENPORT & COMPANY LLCRegistered adviserregistration: previous registration
Oct 20, 2000 to Mar 6, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29e0ce1b-f7b3-9f91-bd0d-e4b0194624c8
First observed: Oct 20, 2000
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHRISTOPHER MARK RILEY

Advisor at CAPTRUST

Wilmington, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:29e0ce1b-f7b3-9f91-bd0d-e4b0194624c8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:05 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

Captrust

Institutional manager

Jul 30, 2020

n/a

yes

Wilmington, NC

Current employment

FOUNTAIN FINANCIAL ASSOCIATES, INC.

Former SEC adviser

Jun 17, 2015

Mar 30, 2020

WILMINGTON, NC

Previous registration

CETERA ADVISOR NETWORKS LLC

Former SEC adviser

Mar 9, 2006

Jun 10, 2015

WILMINGTON, NC|CHARLOTTE, NC|SMTHFIELD, NC

Previous registration

DAVENPORT & COMPANY LLC

Bd affiliated wealth

Oct 20, 2000

Mar 6, 2006

SMITHFIELD, NC

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FOUNTAIN FINANCIAL ASSOCIATES, INC.

Captrust

Mar 30, 2020

Jul 30, 2020

122

Firm change

Other

CETERA ADVISOR NETWORKS LLC

FOUNTAIN FINANCIAL ASSOCIATES, INC.

Jun 10, 2015

Jun 17, 2015

Firm change

Other

DAVENPORT & COMPANY LLC

CETERA ADVISOR NETWORKS LLC

Mar 6, 2006

Mar 9, 2006

Firm change

Other

Team

Left

Joined

From

Kind

174760:175112:NC:2020-03-30

Mar 30, 2020

Jul 30, 2020

WILMINGTON, NC

Firm change

13572:174760:NC:2015-06-08

Jun 10, 2015

Jun 17, 2015

SMTHFIELD, NC

Firm change