DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E••••• J••••
Liberty, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••• J•••• | National bd RIA | Jun 17, 2022 | n/a | yes | Liberty, IN | Current employment |
| M•••• C••••••• A••••••• S•••••• | Bd affiliated wealth | Sep 28, 2015 | Jun 7, 2022 | no | Coldwater, OH|PALM BEACH GARDENS, FL|PALM BEACH GARDENS, FL|BELLEFONTAINE, OH|Burkettsville, OH|Coldwater, OH|Celina, OH|Celina, OH|Rockford, OH|Saint Marys, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••• C••••••• A••••••• S•••••• | E••••• J•••• | Jun 7, 2022 | Jun 17, 2022 | 10 | Firm change | Ibd to ibd |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | M•••• C••••••• A••••••• S•••••• | Apr 24, 2015 | Sep 28, 2015 |
| Previous registration |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | May 16, 2013 | Apr 24, 2015 | no | GREENVILLE, OH | Previous registration |
| U••• B•••••• I••••••••• I••• | Former SEC adviser | Mar 13, 2013 | Apr 22, 2013 | no | MINSTER, OH|Anna, OH|Piqua, OH|Fort Loramie, OH | Previous registration |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jan 2, 2009 | Mar 5, 2013 | no | GREENVILLE, OH | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Oct 12, 2006 | Jan 2, 2009 | no | GREENVILLE, OH | Previous registration |
| 157 |
| Firm change |
| Other |
| U••• B•••••• I••••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Apr 22, 2013 | May 16, 2013 | 24 | Firm change | Other |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | U••• B•••••• I••••••••• I••• | Mar 5, 2013 | Mar 13, 2013 | 8 | Firm change | Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |