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Advisor at LPL FINANCIAL LLC
Tenafly, NJ | LINCROFT, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 19, 2024 | n/a | yes | LINCROFT, NJ|Tenafly, NJ | Current employment |
| OSAIC FA, INC. | Former SEC adviser | Jul 5, 2016 | Apr 19, 2024 | no | ISELIN, NJ|RED BANK, NJ | Previous registration |
| Compass | Former SEC adviser | Jun 5, 2013 | May 23, 2016 | no | FAIRFIELD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FA, INC. | LPL FINANCIAL LLC | Apr 19, 2024 | Apr 19, 2024 | 0 | Firm change | Ibd to ibd |
| Compass | OSAIC FA, INC. | May 23, 2016 | Jul 5, 2016 | 43 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3978:6413:NJ:2024-04-19 | Apr 19, 2024 | Apr 19, 2024 | RED BANK, NJ | Firm change |