DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MML INVESTORS SERVICES, LLC
Hamden, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Nov 6, 2015 | n/a | yes | Hamden, CT | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Aug 1, 2007 | Jul 8, 2015 | no | MADISON, CT|New Haven, CT|New Haven, CT | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 2, 2004 | Jul 6, 2007 | no | MADISON, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | MML INVESTORS SERVICES, LLC | Jul 8, 2015 | Nov 6, 2015 | 121 | Firm change | Other |
| WELLS FARGO ADVISORS | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Jul 6, 2007 | Aug 1, 2007 | 26 | Firm change | Other |