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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CHESSMAN WEALTH STRATEGIES

CHESSMAN WEALTH STRATEGIES, INC., CRD 155171

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:29ede480-e19f-d4ce-6da4-f943bff39775

Data as of Mar 12, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2012 to Mar 12, 2019
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $180MItem 5.F on the latest filing (2019-03-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $176M
Private client RAUM: $180MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,112
Individual clients: 177
High net worth clients: 73
Custody, client assets: $147M
SEC number: 801-71912
CRD: 155171
Filings on the tape: 12
First filed: Jan 24, 2012
Latest filed: Mar 12, 2019
Organised: Corporation, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHESSMAN, WADE, HAMILTON	President	E	yes	10/2010	Jan 24, 2012	Mar 12, 2019
PHILLIPS, SEAN, ANTHONY	VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	A	yes	10/2010	Jan 24, 2012	Mar 12, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 12, 2019	$180M	$176M	7	4	0	n/a	n/a
2017	Mar 24, 2018	$189M	$177M	7	3	0	n/a	n/a
2016	Mar 20, 2017	$179M	$164M	6	3	n/a	n/a	n/a
2015	Feb 29, 2016	$152M	$136M	6	3	n/a	n/a	n/a
2014	Mar 4, 2015	$157M	$141M	6	3	n/a	n/a	n/a
2013	Feb 5, 2014	$118M	$111M	6	3	n/a	n/a	n/a
2012	Feb 14, 2013	$104M	$102M	5	2	n/a	n/a	n/a
2011	Jan 24, 2012	$94.0M	$94.0M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$180M	$189M	-4.8%	$152M	6.0%	7	7	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CWM, LLC	2	Mar 30, 2020	Apr 18, 2019	DALLAS, TX	Team lift out	RIA to ibd	100.0%

Relationships

Controls (2)

← CHESSMAN, WADE, HAMILTONOwnerPRESIDENT, ownership code E, individual
Jan 24, 2012 to presentfactForm ADV
← PHILLIPS, SEAN, ANTHONYOwnerVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code A, individual
Jan 24, 2012 to presentfactForm ADV

Registered with (3)

← WADE HAMILTON CHESSMANAdvisorregistration: previous registration
Nov 2, 2010 to Mar 30, 2020factForm ADV
← SEAN ANTHONY PHILLIPSAdvisorregistration: previous registration
Nov 2, 2010 to Mar 30, 2020factForm ADV
← DUDLEY LEE SIMMSAdvisorregistration: previous registration
Feb 27, 2014 to Jan 14, 2020factForm ADV

Moved with (1)

→ CWM, LLCRegistered adviser2 advisors, team lift out, same day
Mar 30, 2020 to Apr 18, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29ede480-e19f-d4ce-6da4-f943bff39775
First observed: Jan 24, 2012
Last observed: Mar 12, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHESSMAN WEALTH STRATEGIES

CHESSMAN WEALTH STRATEGIES, INC., CRD 155171

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:29ede480-e19f-d4ce-6da4-f943bff39775

Data as of Mar 12, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:54 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHESSMAN, WADE, HAMILTON

President

yes

10/2010

Jan 24, 2012

Mar 12, 2019

PHILLIPS, SEAN, ANTHONY

VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

10/2010

Jan 24, 2012

Mar 12, 2019

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 12, 2019

$180M

$176M

n/a

2017

Mar 24, 2018

$189M

$177M

n/a

2016

Mar 20, 2017

$179M

$164M

n/a

2015

Feb 29, 2016

$152M

$136M

n/a

2014

Mar 4, 2015

$157M

$141M

n/a

2013

Feb 5, 2014

$118M

$111M

n/a

2012

Feb 14, 2013

$104M

$102M

n/a

2011

Jan 24, 2012

$94.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$180M

$189M

-4.8%

$152M

6.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CWM, LLC

Mar 30, 2020

Apr 18, 2019

DALLAS, TX

Team lift out

RIA to ibd

100.0%