DFX Intelligence

M•••••••• H•••• T••••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

M•••••••• H•••• T••••••• P••••••

Advisor at C••••••••• F•••••••• P•••••••• L••

PORTSMOUTH, NH | PORTLAND, ME

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Search this name across graphsid dfx:ria:29eef371-3908-2475-a540-997bc9a67a2d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 17, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 22, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• P•••••••• L••	Independent wealth	May 1, 2014	n/a	yes	PORTSMOUTH, NH\|PORTLAND, ME	Current employment
S•• M••••••••• • R••••••• L••	Former SEC adviser	Nov 17, 2009	Sep 30, 2010	no	DAMARISCOTTA, ME

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• M••••••••• • R••••••• L••	C••••••••• F•••••••• P•••••••• L••	Sep 30, 2010	May 1, 2014	1,309	Firm change after gap	Other

Relationships

Registered with (2)

→ C••••••••• F•••••••• P•••••••• L••Registered adviserregistration: current employment
May 1, 2014 to presentfactForm ADV
→ S•• M••••••••• • R••••••• L••Registered adviserregistration: previous registration
Nov 17, 2009 to Sep 30, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29eef371-3908-2475-a540-997bc9a67a2d
First observed: Nov 17, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.