DFX Intelligence

J••• S•• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

J••• S•• G••••••

Advisor at W••••••••• C•••••• S••••••••• L••

GARDEN CITY, NY | New York, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• C•••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 6, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• C•••••• S••••••••• L••	Independent wealth	Aug 19, 2015	n/a	yes	New York, NY\|GARDEN CITY, NY	Current employment
H••• S••••••••• •••• I•••	Bd affiliated wealth	Mar 27, 2013	Aug 14, 2015	no	BROOKLYN, NY\|BROOKLYN, NY\|REGO PARK, NY\|MASPETH, NY\|FOREST HILLS, NY\|REGO PARK, NY\|FOREST HILLS, NY\|QUEENS VILLAGE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••• S••••••••• •••• I•••	W••••••••• C•••••• S••••••••• L••	Aug 14, 2015	Aug 19, 2015	5	Firm change	Other
M••••• S••••••	H••• S••••••••• •••• I•••	Apr 4, 2013	Mar 27, 2013

Relationships

Registered with (3)

→ W••••••••• C•••••• S••••••••• L••Registered adviserregistration: current employment
Aug 19, 2015 to presentfactForm ADV
→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
Mar 27, 2013 to Aug 14, 2015factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 8, 2011 to Apr 4, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 8, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.