DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E••••• J••••
MOUNT PLEASANT, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••• J•••• | National bd RIA | Jan 31, 2025 | n/a | yes | MOUNT PLEASANT, SC|MOUNT PLEASANT, SC | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Nov 9, 2021 | Feb 3, 2025 | no | MOUNT PLEASANT, SC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | E••••• J•••• | Feb 3, 2025 | Jan 31, 2025 | -3 | Firm change | Ibd to ibd |
| M••••• S•••••• | F••••••• P••••••• A•• W•••••••• A••••••• | Oct 26, 2021 | Nov 9, 2021 |
| M••••• S•••••• | Wirehouse | Feb 5, 2021 | Oct 26, 2021 | no | Charleston, SC | Previous registration |
| M•••••• F•••••••• I••••••••• M••••••••• I••• | Mixed wealth | May 24, 2016 | Aug 29, 2018 | no | CHICAGO, IL|Highland Park, IL | Previous registration |
| B••••• D••••••• F•••• L•• | Former SEC adviser | Aug 5, 2015 | May 13, 2016 | no | ITASCA, IL | Previous registration |
| 14 |
| Firm change |
| Wirehouse to ibd |
| M•••••• F•••••••• I••••••••• M••••••••• I••• | M••••• S•••••• | Aug 29, 2018 | Feb 5, 2021 | 891 | Firm change after gap | RIA to wirehouse |
| B••••• D••••••• F•••• L•• | M•••••• F•••••••• I••••••••• M••••••••• I••• | May 13, 2016 | May 24, 2016 | 11 | Firm change | Other |