DFX Intelligence

D•••• R••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

D•••• R••••• C•••••

Advisor at D•••• R••••• C•••••• C•••••• L••

FRISCO, TX

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Search this name across graphsid dfx:ria:29f5fb06-4bb0-fcfa-fe8d-b5f7f0042ea6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 27, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••• R••••• C•••••• C•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••• R••••• C•••••• C•••••• L••	State registered	Aug 17, 2023	n/a	yes	FRISCO, TX	Current employment
C•••• W•••••• • A••••••••• L••	Independent wealth	Nov 27, 2017	Feb 23, 2023	no	FRISCO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• W•••••• • A••••••••• L••	D•••• R••••• C•••••• C•••••• L••	Feb 23, 2023	Aug 17, 2023	175	Firm change	RIA to state RIA

Relationships

Registered with (2)

→ D•••• R••••• C•••••• C•••••• L••Registered adviserregistration: current employment
Aug 17, 2023 to presentfactForm ADV
→ C•••• W•••••• • A••••••••• L••Registered adviserregistration: previous registration
Nov 27, 2017 to Feb 23, 2023factForm ADV

Dated events

Occurred
Feb 23, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29f5fb06-4bb0-fcfa-fe8d-b5f7f0042ea6
First observed: Nov 27, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.