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A•••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

A•••••• L•••••

Advisor at C••••••

San Antonio, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:29f80674-c202-06e2-851d-d8c66b1abf9f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 18, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Aug 1, 2023	n/a	yes	San Antonio, TX	Current employment
I••••••••• W••••• A•••••••• L••	Former SEC adviser	Mar 18, 2003	Aug 2, 2023	no	SAN ANTONIO, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• W••••• A•••••••• L••	C••••••	Aug 2, 2023	Aug 1, 2023	-1	Firm change	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
114787:319448:TX:2023-08-02	Aug 2, 2023	Aug 1, 2023	SAN ANTONIO, TX	Firm change

Relationships

Registered with (2)

→ C••••••Registered adviserregistration: current employment
Aug 1, 2023 to presentfactForm ADV
→ I••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 18, 2003 to Aug 2, 2023factForm ADV

Dated events

Occurred
Aug 2, 2023
Advisor changed firm
A•••••• L••••• left I••••••••• W••••• A•••••••• L•• for Corient (registered 2023-08-01)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29f80674-c202-06e2-851d-d8c66b1abf9f
First observed: Mar 18, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.