DFX Intelligence

A•••• R••••• C••••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

A•••• R••••• C••••••••• M••••••••• L••

CRD 163425

UNIONDALE, NY

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Data as of Feb 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 8
On other graphs: 2
Observed: Mar 30, 2012 to Feb 26, 2026
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

A•••• R••••• C••••••••• M••••••••• L••

Private credit manager · key_crd, key_sfn_adviser, shared_crd

Real Estate Fundsidentity

A•••• R••••• C••••••••• M••••••••• L••

Real estate fund manager · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $4.6B••• Locked
Discretionary RAUM: $4.5B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 50

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•••• R••••• M••••••• S••••••••• S••••• 2•••••• L•••	Securitized Asset Fund	$767M	Feb 5, 2015	1	Mar 30, 2012	dropped	n/a
A•••• R••••• M••••••• S••••••••• S••••• 2•••••• L•••	Securitized Asset Fund	$409M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••• R••••• G•••• I•••	GENERAL PARTNER	F	yes	06/2003	Apr 18, 2012	Mar 13, 2024
A•••• R••••• L•••••• P•••••••••	SHAREHOLDER- COMMON SHARES	E	yes	01/2005	Mar 30, 2012	Mar 13, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••• R••••• S• I•••	n/a	n/a	n/a	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	4	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.6B	$5.9B	-22.0%	$8.6B	-19.0%	50	54	1	1

Relationships

Advises (7)

→ A••• D•••• I• L••Private fundReal Estate Fund, IA
Feb 5, 2024 to presentfactForm ADV
→ A•••• C•• R••• 2•••••• S•••••Private fundOther Private Fund, IA, no longer reported
Dec 20, 2017 to Jan 8, 2018factForm ADV
→ A•••• R••••• M••••••• S••••••••• S••••• 2•••••• L•••Private fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Feb 5, 2015factForm ADV
→ A•••• R••••• M••••••• S••••••••• S••••• 2•••••• L•••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
26 Feb 2026
Ria principal change2 events
A•••• R••••• C••••••••• M••••••••• L••: ria principal change, 2 events, on 26 Feb 2026
- ••• Locked
- ••• Locked
Occurred
1 Mar 2023
Regulatory AUM changed
••• Locked
Form ADV
$2.0B
Occurred
29 Jan 2022
Regulatory AUM changed
••• Locked
Form ADV
$3.5B
Occurred
4 Jan 2021
Control person joined
••• Locked
Form ADV
Occurred
8 Jan 2018
Regulatory AUM changed
••• Locked
Form ADV
$493M

Show 2 bookkeeping events

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 30, 2012
Last observed: Feb 26, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 14 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Feb 10, 2016	$1.0B	$1.0B	5	5	n/a	n/a	n/a
2014	Feb 5, 2015	$1.4B	$1.4B	5	5	n/a	1	$767M
2013	Feb 4, 2014	$1.5B	$0	5	5	n/a	5	$1.6B
2012	Feb 4, 2013	$1.6B	$1.6B	5	5	n/a	5	$1.6B