DFX Intelligence

J••••• D••••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

J••••• D••••• L•••••••

Advisor at M••••• S••••••

Charleston, SC

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Search this name across graphsid dfx:ria:2a003179-62c3-f2af-dd6f-52b8e4153477

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 6, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Apr 28, 2023	n/a	yes	Charleston, SC	Current employment
A•••••• W••••• M••••••••• L••	Independent wealth	May 6, 2022	Apr 14, 2023	no	MOUNT PLEASANT, SC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• W••••• M••••••••• L••	M••••• S••••••	Apr 14, 2023	Apr 28, 2023	14	Firm change	RIA to wirehouse

Relationships

Registered with (2)

→ M••••• S••••••Registered adviserregistration: current employment
Apr 28, 2023 to presentfactForm ADV
→ A•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 6, 2022 to Apr 14, 2023factForm ADV

Dated events

Occurred
Apr 14, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a003179-62c3-f2af-dd6f-52b8e4153477
First observed: May 6, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.