DFX Intelligence

A••• B•••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

A••• B•••• L•••••

Advisor at C••••• P••••••• L••

WEST CONSHOHOCKEN, PA | NEW YORK, NY

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Search this name across graphsid dfx:ria:2a0378d3-fb43-53ca-f5f7-ec9dbb0e6169

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Sep 30, 1998 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••• B•••• L•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 15, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	May 25, 2022	n/a	yes	NEW YORK, NY\|WEST CONSHOHOCKEN, PA	Current employment
P••••• C•••••• A•••••••• L••	Former SEC adviser	Apr 21, 2022	May 11, 2022	no	WEST CONSHOHOCKEN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••• C•••••• A•••••••• L••	C••••• P••••••• L••	May 11, 2022	May 25, 2022	14	Firm change	RIA to RIA
D••••• M••••• C•••••• A•••••••• I•••	P••••• C•••••• A•••••••• L••	Dec 18, 2002	Apr 21, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
157723:151559:PA:2022-05-11	May 11, 2022	May 25, 2022	WEST CONSHOHOCKEN, PA	Firm change

Relationships

Registered with (3)

→ C••••• P••••••• L••Registered adviserregistration: current employment
May 25, 2022 to presentfactForm ADV
→ P••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 21, 2022 to May 11, 2022factForm ADV
→ D••••• M••••• C•••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 30, 1998 to Dec 18, 2002factForm ADV

Dated events

Occurred
May 11, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a0378d3-fb43-53ca-f5f7-ec9dbb0e6169
First observed: Sep 30, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.