DFX Intelligence

J•••• A•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

J•••• A•••• C•••••••

Advisor at O•••• W•••••• I•••

WARRENVILLE, IL

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Search this name across graphsid dfx:ria:2a06dd95-16c6-a65d-f1d0-bb0add5973d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 15, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 23, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Mar 4, 2024	n/a	yes	WARRENVILLE, IL	Current employment
M••••• S••••••	Wirehouse	Nov 6, 2017	Dec 15, 2023	no	Chicago, IL\|GENEVA, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	O•••• W•••••• I•••	Dec 15, 2023	Mar 4, 2024	80	Firm change	Wirehouse to ibd
L•• F•••••••• L••	M••••• S••••••	Nov 14, 2017	Nov 6, 2017

Relationships

Registered with (4)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Mar 4, 2024 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Nov 6, 2017 to Dec 15, 2023factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 2, 2007 to Nov 14, 2017factForm ADV
→ L•••••• F•••••••• S•••••••• I•••Registered adviser

Dated events

Occurred
Dec 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a06dd95-16c6-a65d-f1d0-bb0add5973d8
First observed: Oct 15, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.