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Advisor at MML INVESTORS SERVICES, LLC
San Antonio, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Feb 14, 2018 | n/a | yes | San Antonio, TX | Current employment |
| SEQUENT PLANNING, LLC | Independent wealth | Sep 29, 2017 | Jan 2, 2018 | no | San Antonio, TX|OMAHA, NE | Previous registration |
| CONCOURSE FINANCIAL GROUP ADVISORS | Former SEC adviser | Aug 28, 2015 | Oct 19, 2017 | no | SAN ANTONIO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SEQUENT PLANNING, LLC | MML INVESTORS SERVICES, LLC | Jan 2, 2018 | Feb 14, 2018 | 43 | Firm change | Other |
| CONCOURSE FINANCIAL GROUP ADVISORS | SEQUENT PLANNING, LLC | Oct 19, 2017 | Sep 29, 2017 | -20 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 15708:160381:TX:2017-10-19 | Oct 19, 2017 | Sep 29, 2017 | SAN ANTONIO, TX | Firm change |