DFX Intelligence

C••••••••• M•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

C••••••••• M•••••• B•••••

Advisor at E•••••••• A•••••••• L••

Greenwood, IN | CARMEL, IN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Dec 23, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A•••••••• L••	National bd RIA	Dec 15, 2020	n/a	yes	CARMEL, IN\|Greenwood, IN	Current employment
S••••• W••••• A•••••••• I•••	No RAUM reported	Jun 28, 2016	Oct 28, 2020	no	INDIANAPOLIS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• A•••••••• I•••	E•••••••• A•••••••• L••	Oct 28, 2020	Dec 15, 2020	48	Firm change	Other
A••••• A•• P••••••• S•••••••	S••••• W••••• A•••••••• I•••	Jun 6, 2016	Jun 28, 2016

Relationships

Registered with (6)

→ E•••••••• A•••••••• L••Registered adviserregistration: current employment
Dec 15, 2020 to presentfactForm ADV
→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 28, 2016 to Oct 28, 2020factForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Sep 24, 2014 to Jun 6, 2016factForm ADV
→ F•••• T•••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 3, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.