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CRD 8096
HATO REY, PR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ALEXEY BADILLO CORDERO | n/a | PONCE, PR | SAN JUAN, PR | 19 | 24 | 1 | yes |
| LUCENITH CUEVAS FIGUEROA | n/a | Manati, PR | 18 | 32 | n/a | yes |
| RAQUEL GONZALEZ CHAVEZ | n/a | SAN JUAN, PR | 15 | 34 | n/a | yes |
| JUAN ALBERTO COLON PEREA | n/a | SAN JUAN, PR | 15 | 37 | n/a | yes |
| JOSE EMILIO MEDINA FERMIN | n/a | SAN JUAN, PR | 15 | 30 | n/a | yes |
| TANIA PEREZ PINEIRO | n/a | SAN JUAN, PR | 15 | 17 | 1 | yes |
| EDMAN ALICEA RODRIGUEZ | n/a | SAN JUAN, PR | 15 | 32 | 1 | yes |
| VICTORIA EUGENIA REYES SOLARTE | n/a | SAN JUAN, PR | 15 | 19 | 1 | yes |
| JOSE RAMON MARTINEZ ESTEVES | n/a | SAN JUAN, PR | 13 | 38 | n/a | yes |
| EDGAR MILLAN MIRO GARCIA | n/a | SAN JUAN, PR | 13 | 29 | n/a | yes |
| YOLANDA M ROSICH CLEMENTE | n/a | SAN JUAN, PR | 13 | 26 | n/a | yes |
| MIGUEL R CORREA CESTERO | n/a | GUAYNABO, PR | SAN JUAN, PR | 13 | 29 | n/a | yes |
| RAMON A COBIAN VEGA | n/a | SAN JUAN, PR | 13 | 29 | n/a | yes |
| WARREN J RAMIREZ PEREZ | n/a | MAYAGUEZ, PR | 13 | 26 | n/a | yes |
| FERNANDO LUIS MONLLOR ARZOLA | n/a | PONCE, PR | 13 | 34 | n/a | yes |
| OSCAR RAFAEL MESORANA COLON | n/a | St. Thomas, VI | SAN JUAN, PR | 13 | 25 | n/a | yes |
| AMARILIS SANTIAGO-TORRES | n/a | SAN JUAN, PR | 13 | 26 | n/a | yes |
| ELSIE M TORRES OLMO | n/a | MAYAGUEZ, PR | SAN JUAN, PR | 13 | 26 | n/a | yes |
| ABIMAEL ROSARIO ALEMAN | n/a | SAN JUAN, PR | SANTURCE, PR | 13 | 24 | n/a | yes |
| ENRIQUE MILAN RODRIGUEZ | n/a | SAN JUAN, PR | 13 | 18 | n/a | yes |
| HECTOR SHARIFF MENDEZ SANTIAGO | n/a | SAN JUAN, PR | 13 | 25 | n/a | yes |
| JULIO SANTIAGO CRUZ | n/a | SAN JUAN, PR | 13 | 21 | n/a | yes |
| JOSE L. MENENDEZ-QUINONES | n/a | SAN JUAN, PR | 13 | 17 | n/a | yes |
| CHRISTIAN RICHARD RICKENBACH LOUBRIEL | n/a | St. Thomas, VI | SAN JUAN, PR | 13 | 27 | n/a | yes |
| CLARA YANIRA PEREZ O'NEILL | n/a | SANTURCE, PR | SAN JUAN, PR | 13 | 24 | n/a | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| POPULAR MEZZANINE FUND, LLC | Private Equity Fund | $200M | Apr 30, 2024 | 2 | Mar 26, 2018 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ACOSTA-ASHBY, MARLA MARIE | CHIEF OPERATING OFFICER AND ELECTED MANAGER | Na | yes | 02/2019 | Mar 26, 2012 | Apr 30, 2024 |
| ALVAREZ ZATARAIN, IGNACIO | ELECTED MANAGER | Na | yes | 09/2017 | Mar 29, 2019 | Apr 30, 2024 |
| CESTERO CASANOVA, LUIS ENRIQUE | ELECTED MANAGER | Na | yes | 06/2023 | Mar 27, 2024 | Apr 30, 2024 |
| COLON ORTIZ, ROSA ANGELA | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2019 | Jan 8, 2014 | Apr 30, 2024 |
| DIAZ DEL LLANO, BEATRIZ L | PRINCIPAL FINANCIAL OFFICER | Na | yes | 08/2006 | Mar 29, 2022 | Apr 30, 2024 |
| FERRER, JAVIER DAVID | ELECTED MANAGER | Na | yes | 01/2019 | Mar 29, 2022 | Apr 30, 2024 |
| GARCIA INCLAN, FRANCISCO ROBERTO | CO-CHIEF COMPLIANCE OFFICER | Na | yes | 10/2022 | Mar 27, 2024 | Apr 30, 2024 |
| POPULAR, INC. | HOLDING COMPANY | E | yes | 04/1997 | Mar 26, 2012 | Apr 30, 2024 |
| TORO LAVERGNE, JAIME ANTONIO | PRESIDENT AND ELECTED MANAGER | Na | yes | 02/2019 | Sep 30, 2016 | Apr 30, 2024 |
| TORRES RAMOS, JOSE JOAQUIN | PRINCIPAL OPERATIONS OFFICER | Na | yes | 10/2014 | Dec 11, 2014 | Apr 30, 2024 |
| VAZQUEZ CAMUNAS, CARLOS JOSE | ELECTED MANAGER | Na | yes | 07/1997 | Mar 26, 2018 | Apr 30, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| POPULAR ASSET MANAGEMENT LLC | n/a | Other adviser | $3.7B | N | yes | n/a |
| BANCO POPULAR DE PUERTO RICO | n/a | n/a | n/a | N | yes | Pr |
| POPULAR INSURANCE | n/a | n/a | n/a | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SAN JUAN | Pr | United States | 5 | yes |
| Mayaguez | Pr | United States | 2 | yes |
| Santurce | Pr | United States | 2 | yes |
| ST. THOMAS | Vi | United States | 2 | yes |
| Manati | Pr | United States | 1 | yes |
| Ponce | Pr | United States | 1 | yes |
| SAN JUAN | Pr | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $2.6B | $2.1B | 91 | 45 | 8 | n/a | n/a |
| 2024 | Apr 11, 2025 | $2.3B | $1.6B | 95 | 41 | 7 | n/a | n/a |
| 2023 | Mar 27, 2024 | $2.2B | $1.6B | 95 | 41 | 7 | 1 | $200M |
| 2022 | Mar 30, 2023 | $1.9B | $1.4B | 95 | 39 | 7 | 1 | $100M |
| 2021 | Mar 29, 2022 | $2.1B | $1.6B | 97 | 47 | 7 | 1 | $100M |
| 2020 | Mar 30, 2021 | $1.7B | $0 | 95 | 40 | 7 | 1 | $100M |
| 2019 | Mar 30, 2020 | $2.3B | $0 | 106 | 45 | 6 | 1 | $50.0M |
| 2018 | Mar 29, 2019 | $1.1B | $0 | 107 | 47 | 5 | 1 | $50.0M |
| 2017 | Mar 26, 2018 | $1.1B | $0 | 111 | 43 | 5 | 1 | $50.0M |
| 2016 | Mar 29, 2017 | $943M | $0 | 111 | 42 | n/a | n/a | n/a |
| 2015 | Mar 9, 2016 | $824M | $0 | 127 | 50 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $823M | $0 | 112 | 46 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $667M | $0 | 122 | 46 | n/a | n/a | n/a |
| 2012 | Mar 26, 2013 | $522M | $0 | 125 | 59 | n/a | n/a | n/a |
| 2011 | May 29, 2012 | $376M | $0 | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 1 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.6B | $2.3B | 15.9% | $1.9B | 10.6% | 91 | 95 | 8 | 7 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| POPULAR ASSET MANAGEMENT | 2 | Mar 18, 2025 | Mar 18, 2025 | SAN JUAN, PR | Channel change | Other | 3.5% |