DFX Intelligence

S•••• M•••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

S•••• M•••••• C••••

Advisor at M••••• S••••••

Syracuse, NY | Chittenango, NY

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Search this name across graphsid dfx:ria:2a1f379b-c6e2-aee6-0377-53e957c48b25

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 18, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jun 16, 2015	n/a	yes	Syracuse, NY\|Chittenango, NY	Current employment
O••••• W••••• M••••••••• I•••	Former SEC adviser	Mar 25, 2015	Jun 8, 2015	no	O•••••, NY\|SYRACUSE, NY\|Syracuse, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••• W••••• M••••••••• I•••	M••••• S••••••	Jun 8, 2015	Jun 16, 2015	8	Firm change	Other
C•••••• G•••• • C• I••	O••••• W••••• M••••••••• I•••	Apr 24, 2014	Mar 25, 2015

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: previous registration
Nov 9, 2011 to Dec 10, 2012factForm ADV
→ O••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 25, 2015 to Jun 8, 2015factForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Jan 7, 2013 to Apr 24, 2014factForm ADV
→ R•• C•••••• M••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a1f379b-c6e2-aee6-0377-53e957c48b25
First observed: Aug 11, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.