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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

COMPERIO RETIREMENT CONSULTING, INC.

CRD 140786

CARY, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2a2577ff-168d-a9ee-594f-8815a55c8a41

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 1
Observed: Mar 26, 2012 to Mar 30, 2026
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Comperio Retirement Consulting

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.0BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $993Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 32
SEC number: 801-66831
CRD: 140786
Filings on the tape: 19
First filed: Mar 26, 2012
Latest filed: Mar 30, 2026
Organised: Corporation, NC

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES RICHARD SOTELL	n/a	CARY, NC	20	36	1	no
Jarrott B Heath	n/a	CARY, NC	7	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FREMER, SCOTT, FRANCIS	Secretary	A	yes	12/2015	Mar 25, 2016	Mar 26, 2024
SOTELL, JAMES, RICHARD	MANAGING DIRECTOR, PRESIDENT, CHIEF COMPLIANCE OFFICER & TREASURER	E	yes	05/2006	Mar 26, 2012	Mar 26, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$2.0B	$0	4	2	0	n/a	n/a
2024	Apr 21, 2025	$2.0B	$0	5	3	1	n/a	n/a
2023	Mar 26, 2024	$1.9B	$0	5	3	1	n/a	n/a
2022	Jan 27, 2023	$1.7B	$0	5	3	1	n/a	n/a
2021	Feb 11, 2022	$2.0B	$0	5	3	1	n/a	n/a
2020	Mar 7, 2021	$1.8B	$0	5	3	1	n/a	n/a
2019	Mar 25, 2020	$1.4B	$40.0M	5	3	1	n/a	n/a
2018	Mar 27, 2019	$1.4B	$0	5	2	1	n/a	n/a
2017	Mar 29, 2018	$1.4B	$0	5	3	1	n/a	n/a
2016	Mar 29, 2017	$1.2B	$0	5	3	n/a	n/a	n/a
2015	Mar 25, 2016	$1.2B	$0	4	3	n/a	n/a	n/a
2014	Mar 20, 2015	n/a	n/a	5	4	n/a	n/a	n/a
2013	Mar 11, 2014	n/a	n/a	5	4	n/a	n/a	n/a
2012	Mar 11, 2013	n/a	n/a	5	4	n/a	n/a	n/a
2011	Mar 26, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.0B	$2.0B	-1.3%	$1.7B	4.4%	4	5	0	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CHAPEL HILL INVESTMENT ADVISORS	2	Dec 31, 2015	Jun 13, 2006	CHAPEL HILL, NC	Team lift out	Other	100.0%

Relationships

Registered with (5)

← Jarrott B HeathAdvisorregistration: current employment
Jun 27, 2019 to presentfactForm ADV
← JAMES RICHARD SOTELLAdvisorregistration: current employment
Jun 8, 2006 to presentfactForm ADV
← SCOTT FRANCIS FREMERAdvisorregistration: previous registration
Jan 4, 2010 to Jun 27, 2025factForm ADV
← CHARLES DEAN LEEDYAdvisorregistration: previous registration
Jun 13, 2006 to Jan 19, 2016factForm ADV
← MALCOLM MCEACHERN TREVILLIANAdvisorregistration: previous registration
Jun 8, 2006 to Dec 8, 2009factForm ADV

Affiliated with (1)

← CHAPEL HILL INVESTMENT ADVISORSRegistered adviserother investment adviser, LP sponsor
factForm ADV

Controls (2)

← SOTELL, JAMES, RICHARDOwnerMANAGING DIRECTOR, PRESIDENT, CHIEF COMPLIANCE OFFICER & TREASURER, ownership code E, individual
Mar 26, 2012 to Mar 26, 2024factForm ADV
← FREMER, SCOTT, FRANCISOwnerSECRETARY, ownership code A, individual
Mar 25, 2016 to Mar 26, 2024factForm ADV

Moved with (1)

← CHAPEL HILL INVESTMENT ADVISORSRegistered adviser2 advisors, team lift out, same day
Dec 31, 2015 to Jun 13, 2006factForm ADV

Dated events

Occurred
Jun 27, 2025
Advisor changed firm
Scott Francis Fremer left Comperio Retirement Consulting, Inc. for Henderson Brothers Financial Partners Llc (registered 2025-07-21)
Form ADVobserved 4 days ago
Occurred
Mar 7, 2021
Regulatory AUM changed
Comperio Retirement Consulting, Inc. reported RAUM $1.8B, up 29% from $1.4B (2020-03-25 to 2021-03-07)
Form ADVobserved 4 days ago
$400M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a2577ff-168d-a9ee-594f-8815a55c8a41
First observed: Mar 26, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COMPERIO RETIREMENT CONSULTING, INC.

CRD 140786

CARY, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2a2577ff-168d-a9ee-594f-8815a55c8a41

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:30 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES RICHARD SOTELL

n/a

CARY, NC

Jarrott B Heath

n/a

CARY, NC

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FREMER, SCOTT, FRANCIS

Secretary

yes

12/2015

Mar 25, 2016

Mar 26, 2024

SOTELL, JAMES, RICHARD

MANAGING DIRECTOR, PRESIDENT, CHIEF COMPLIANCE OFFICER & TREASURER

yes

05/2006

Mar 26, 2012

Mar 26, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$2.0B

n/a

2024

Apr 21, 2025

$2.0B

n/a

2023

Mar 26, 2024

$1.9B

n/a

2022

Jan 27, 2023

$1.7B

n/a

2021

Feb 11, 2022

$2.0B

n/a

2020

Mar 7, 2021

$1.8B

n/a

2019

Mar 25, 2020

$1.4B

$40.0M

n/a

2018

Mar 27, 2019

$1.4B

n/a

2017

Mar 29, 2018

$1.4B

n/a

2016

Mar 29, 2017

$1.2B

n/a

2015

Mar 25, 2016

$1.2B

n/a

2014

Mar 20, 2015

n/a

2013

Mar 11, 2014

n/a

2012

Mar 11, 2013

n/a

2011

Mar 26, 2012

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.0B

-1.3%

$1.7B

4.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CHAPEL HILL INVESTMENT ADVISORS

Dec 31, 2015

Jun 13, 2006

CHAPEL HILL, NC

Team lift out

Other

100.0%