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P•••••• C•••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

P•••••• C•••••• M•••••••••

P•••••• C•••••• M•••••••••, LLC, CRD 169172

NAPLES, FL

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Search this name across graphsid dfx:ria:2a268d80-af57-81c1-d770-6c57ec78455d

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 4
On other graphs: 1
Observed: Sep 19, 2013 to Mar 26, 2026
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P•••••• C•••••• M•••••••••

P•••••• equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.65 fund_share=0.27 institutional_share=0.05 related_bd=true related_bank=false bd_reps=12.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
P•••••• client RAUM: $945MderivedItem 5.D individuals plus high net worth individuals
P•••••• client share: 65%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••••• M••• F••••••	n/a	NAPLES, FL	12	28	1	yes
G•••• J••••• P•••••	n/a	NAPLES, FL	12	38

P•••••• funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E••••••••• V•••• F•••• L•••	Hedge Fund	$159M	Mar 26, 2026	34	Mar 30, 2012	reported	021-174928
H••••••• I•••••••• L•• F••• I•	Other P•••••• Fund	$66.6M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• C•••••• •••••• D••••••	PRESIDENT, CCO AND GENERAL COUNSEL	Na	yes	08/2013	Sep 19, 2013	Jul 16, 2024
A•••••• C•••••• •••••• D••••••	Manager	F	yes	08/2013	Sep 19, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••• C•••••• C•••••••••	n/a	n/a	n/a	N	yes	n/a
H••••••• I•••••••• M••••••• M••••• L••	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
MIAMI BEACH	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	P•••••• funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.3B	7.3%	$956M	14.7%	21	21	1	1

Relationships

Registered with (12)

← B••••••• B••••••••Advisorregistration: current employment
Aug 13, 2026 to presentfactForm ADV
← A••••• J•••••• L••••Advisorregistration: current employment
Sep 30, 2025 to presentfactForm ADV
← N••••••• G• S••••••Advisorregistration: current employment
Mar 20, 2025 to presentfactForm ADV
← S••••• T•••

Dated events

Occurred
Mar 28, 2024
Control person left
George David Joyce (Chief Financial Officer, Chief Administration Officer) no longer on Schedule A of P•••••• C•••••• M••••••••• (listed 2023-03-20, absent 2024-03-28)
Form ADVobserved 7 days ago
Occurred
Mar 18, 2022
Regulatory AUM changed
P•••••• C•••••• M••••••••• reported RAUM $956.0M, up 31% from $729.1M (2021-06-07 to 2022-03-18)
Form ADVobserved 7 days ago
$227M
Occurred
Sep 19, 2013
Succession filed (Item 4)
P•••••• C•••••• M•••••••••, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a268d80-af57-81c1-d770-6c57ec78455d
First observed: Sep 19, 2013
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.