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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

CGIS ADVISORS LLC

CRD 170161

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2a2b4a8a-f036-25be-df65-a73bee97f51e

Data as of Nov 19, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Jan 8, 2014 to Nov 19, 2014
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 5
Advisory employees: 3
SEC number: 801-79071
CRD: 170161
Filings on the tape: 10
First filed: Jan 8, 2014
Latest filed: Nov 19, 2014
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CGIS HOLDINGS LLC	MANAGING PARTNER	E	yes	01/2014	Jan 8, 2014	Nov 19, 2014
CORPGROUP INVERSIONES LTDA	Shareholder	D	yes	01/2014	Jan 8, 2014	Nov 19, 2014
DAPENA, RIGOBERTO, P	Ceo	Na	no	01/2014	Jan 8, 2014	Nov 19, 2014
EL MADERAL INVERSIONES LTDA	Shareholder	F	no	01/2014	Jan 8, 2014	Nov 19, 2014
INMOBILIARIA E INVERSIONES BOQUINENI LTDA.	Shareholder	F	no	01/2014	Jan 8, 2014	Nov 19, 2014
INVERSIONES Y VALORES LIMITADA	Shareholder	F	no	01/2014	Jan 8, 2014	Nov 19, 2014
LASHKARI, DARIUS	Cco	Na	no	01/2014	Jan 8, 2014	Nov 19, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CGIS SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a

Relationships

Owns (5)

← DAPENA, RIGOBERTO, POwnerCEO, ownership code NA, individual
Jan 8, 2014 to presentfactForm ADV
← LASHKARI, DARIUSOwnerCCO, ownership code NA, individual
Jan 8, 2014 to presentfactForm ADV
← EL MADERAL INVERSIONES LTDAOwnerSHAREHOLDER, ownership code F, foreign entity
Jan 8, 2014 to presentfactForm ADV
← INMOBILIARIA E INVERSIONES BOQUINENI LTDA.OwnerSHAREHOLDER, ownership code F, foreign entity
Jan 8, 2014 to presentfactForm ADV
← INVERSIONES Y VALORES LIMITADAOwnerSHAREHOLDER, ownership code F, foreign entity
Jan 8, 2014 to presentfactForm ADV

Controls (2)

← CGIS HOLDINGS LLCOwnerMANAGING PARTNER, ownership code E, domestic entity
Jan 8, 2014 to presentfactForm ADV
← CORPGROUP INVERSIONES LTDAOwnerSHAREHOLDER, ownership code D, foreign entity
Jan 8, 2014 to presentfactForm ADV

Registered with (3)

← Clotilde LeviAdvisorregistration: previous registration
Mar 24, 2014 to Dec 20, 2017factForm ADV
← Felipe MoisAdvisorregistration: previous registration
Oct 6, 2014 to Dec 20, 2017factForm ADV
← ERIK LUIS HALVORSSEN VILLEGASAdvisorregistration: previous registration
Jun 30, 2014 to Nov 30, 2016factForm ADV

Dated events

Occurred
Jan 8, 2014
First Form ADV filing
Cgis Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a2b4a8a-f036-25be-df65-a73bee97f51e
First observed: Jan 8, 2014
Last observed: Nov 19, 2014 144 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CGIS ADVISORS LLC

CRD 170161

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2a2b4a8a-f036-25be-df65-a73bee97f51e

Data as of Nov 19, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CGIS HOLDINGS LLC

MANAGING PARTNER

yes

01/2014

Jan 8, 2014

Nov 19, 2014

CORPGROUP INVERSIONES LTDA

Shareholder

yes

01/2014

Jan 8, 2014

Nov 19, 2014

DAPENA, RIGOBERTO, P

Ceo

01/2014

Jan 8, 2014

Nov 19, 2014

EL MADERAL INVERSIONES LTDA

Shareholder

01/2014

Jan 8, 2014

Nov 19, 2014

INMOBILIARIA E INVERSIONES BOQUINENI LTDA.

Shareholder

01/2014

Jan 8, 2014

Nov 19, 2014

INVERSIONES Y VALORES LIMITADA

Shareholder

01/2014

Jan 8, 2014

Nov 19, 2014

LASHKARI, DARIUS

Cco

01/2014

Jan 8, 2014

Nov 19, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CGIS SECURITIES LLC

n/a

yes

n/a