DFX Intelligence

A•• R•••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

A•• R•••••• D•••••

Advisor at R••••••• F•••••••• A•••••••• L••

ATLANTA, GA

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Search this name across graphsid dfx:ria:2a2c2a0b-ec24-f076-350c-c5a51f217c21

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 26, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 29, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••• F•••••••• A•••••••• L••	Independent wealth	Sep 18, 2023	n/a	yes	ATLANTA, GA	Current employment
M••••• S••••••	Wirehouse	Sep 3, 2010	Sep 13, 2023	no	Atlanta, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	R••••••• F•••••••• A•••••••• L••	Sep 13, 2023	Sep 18, 2023	5	Firm change	Wirehouse to RIA
W•••• F•••• A•••••••	M••••• S••••••	Aug 30, 2010	Sep 3, 2010

Relationships

Registered with (4)

→ R••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 18, 2023 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Sep 3, 2010 to Sep 13, 2023factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 1, 2003 to Aug 30, 2010factForm ADV
→ P••••••••• E••••• G••••• L••Registered adviser

Dated events

Occurred
Sep 13, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a2c2a0b-ec24-f076-350c-c5a51f217c21
First observed: Nov 26, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.