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Advisor at CETERA INVESTMENT ADVISERS LLC
SAINT PAUL, MN | forest Lake, MN | ST PAUL, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AVANTAX PLANNING PARTNERS, INC. | Bd affiliated wealth | Jul 5, 2024 | n/a | yes | SAINT PAUL, MN|SAINT PAUL, MN | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Aug 10, 2023 | n/a | yes | ST PAUL, MN|forest Lake, MN | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Jul 5, 2024 | Sep 5, 2025 | no | FOREST LAKE, MN|SAINT PAUL, MN | Previous registration |
| CRI SECURITIES, LLC | Former SEC adviser | Jan 15, 2014 | Nov 8, 2021 | no | ST PAUL, MN | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 15, 2014 | Aug 10, 2023 | no | ST. PAUL, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | AVANTAX PLANNING PARTNERS, INC. | Sep 5, 2025 | Jul 5, 2024 | -427 | Channel change | Ibd to ibd |
| SECURIAN FINANCIAL SERVICES, INC. | CETERA INVESTMENT ADVISERS LLC | Aug 10, 2023 | Aug 10, 2023 | 0 | Bulk transfer | RIA to ibd |
| CRI SECURITIES, LLC | SECURIAN FINANCIAL SERVICES, INC. | Nov 8, 2021 | Jan 15, 2014 | -2,854 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104556:106237:MN:2025-09-05 | Sep 5, 2025 | Jul 5, 2024 | SAINT PAUL, MN | Firm change after gap |
| 22589:15296:MN:2021-11-04 | Nov 8, 2021 | Jan 15, 2014 | ST PAUL, MN | Firm change after gap |