This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RIVERFRONT INVESTMENT GROUP, LLC

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 24, 1993earliest registration or exam on IAPD

Years in industry

33derivedfrom the industry start date

Years at current firm

18derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Designations

Chartered Financial Analyst

Exams

S63|S65

First exam

May 24, 1993

First registration

Oct 1, 1999

Dual registered

no

Other names

DOUGLAS ALAN SANDLER|DOUG SANDLER

IAPD individual key

2254668

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2a2d93b1-727a-aac5-578d-dd705ed68e2a

First observed

Oct 1, 1999

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.