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Advisor at PRIME CAPITAL FINANCIAL
OVERLAND PARK, KS | Greenwood Village, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIME CAPITAL FINANCIAL | Mixed wealth | Jul 27, 2017 | n/a | yes | OVERLAND PARK, KS|Greenwood Village, CO | Current employment |
| LAWING FINANCIAL INC | Former SEC adviser | May 8, 2014 | Oct 13, 2017 | no | OVERLAND PARK, KS|GREENWOOD VILLAGE, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LAWING FINANCIAL INC | PRIME CAPITAL FINANCIAL | Oct 13, 2017 | Jul 27, 2017 | -78 | Bulk transfer | Other |