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Advisor at BEARING FINANCIAL ADVISORS, LLC
AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BEARING FINANCIAL ADVISORS, LLC | State registered | Sep 6, 2019 | n/a | yes | AUSTIN, TX | Current employment |
| CALTON & ASSOCIATES, INC. | Independent wealth | Aug 1, 2016 | Sep 4, 2019 | no | AUSTIN, TX|TAMPA, FL|TAMPA, FL | Previous registration |
| VSR ADVISORY SERVICES | Former SEC adviser | Feb 7, 2003 | Aug 2, 2016 | no | AUSTIN, TX|OVERLAND PARK, KS|WORDEN, IL|AUSTIN, TX|OVERLAND PARK, KS | Previous registration |
| THE MASTERS, INC. | n/a | Sep 3, 2002 | Feb 7, 2003 | no | AUSTIN, TX | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Dec 19, 1997 | Oct 2, 2002 | no | AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CALTON & ASSOCIATES, INC. | BEARING FINANCIAL ADVISORS, LLC | Sep 4, 2019 | Sep 6, 2019 | 2 | Firm change | RIA to state RIA |
| VSR ADVISORY SERVICES | CALTON & ASSOCIATES, INC. | Aug 2, 2016 | Aug 1, 2016 | -1 | Firm change | Other |
| THE MASTERS, INC. | VSR ADVISORY SERVICES | Feb 7, 2003 | Feb 7, 2003 | 0 | Bulk transfer | Other |
| EQUITABLE ADVISORS, LLC | THE MASTERS, INC. | Oct 2, 2002 | Sep 3, 2002 | -29 | Firm change | Other |