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Advisor at WELLS FARGO ADVISORS
THE VILLAGES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 12, 2011 | n/a | yes | THE VILLAGES, FL | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jul 25, 2011 | no | The Villages, FL | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | THE VILLAGES, FL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jun 13, 2005 | Apr 2, 2007 | no | OCALA, FL|THE VILLAGES, FL|OCALA, FL | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Oct 17, 2000 | Jun 21, 2005 | no | THE VILLAGES, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Jul 25, 2011 | Jul 12, 2011 | -13 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| A. G. EDWARDS & SONS, INC. | MORGAN STANLEY DW INC. | Jun 21, 2005 | Jun 13, 2005 | -8 | Firm change | Other |