DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•••• G•••• F•••••••• A•••••••• L••
FREEPORT, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•••• G•••• F•••••••• A•••••••• L•• | Independent wealth | Aug 22, 2025 | n/a | yes | FREEPORT, IL | Current employment |
| R•••• I••••••••• A••••••• L•• | Bd affiliated wealth | May 23, 2019 | Oct 7, 2025 | no | Freeport, IL|KENTWOOD, MI|Rockford, IL|Rockford, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••• I••••••••• A••••••• L•• | L•••• G•••• F•••••••• A•••••••• L•• | Oct 7, 2025 | Aug 22, 2025 | -46 | Firm change after gap | Ibd to RIA |
| L•••• G•••• F•••••••• A•••••••• I••• | R•••• I••••••••• A••••••• L•• | Nov 18, 2019 | May 23, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 125004:326880:IL:2025-10-07 | Oct 7, 2025 | Aug 22, 2025 | ROCKFORD, IL | Firm change after gap |
| 169937:125004:IL:2019-11-18 | Nov 18, 2019 | May 23, 2019 | FREEPORT, IL | Firm change after gap |
| L•••• G•••• F•••••••• A•••••••• I••• | n/a | Mar 18, 2014 | Nov 18, 2019 | no | FREEPORT, IL | Previous registration |
| -179 |
| Firm change after gap |
| Other |