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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

SWANDER PACE CAPITAL

SPC MANAGEMENT CO., INC., CRD 157259

BEDMINSTER, NJ

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Search this name across graphsid dfx:ria:2a4633cf-b276-ebb1-7ad8-38bb94956605

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 7
On other graphs: 2
Observed: Feb 13, 2012 to Mar 23, 2026
26 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

SPC Management Co., Inc.

Private equity manager · shared crd

Independent Sponsorsidentity

Swander Pace Capital

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $960MItem 5.F on the latest filing (2026-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $960M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 18
Advisory employees: 17
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 5
Private funds: 5Schedule D 7.B(1)
Custody, client assets: $0
SEC number: 801-73410
CRD: 157259
Filings on the tape: 26
First filed: Feb 13, 2012
Latest filed: Mar 23, 2026
Organised: Corporation, CA
Website: spcap.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SPC PARTNERS VI, L.P.	Private Equity Fund	$597M	Mar 27, 2024	54	Mar 20, 2017	reported	021-266061
SWANDER PACE CAPITAL CT FUND I, L.P.	Private Equity Fund	$222M	Mar 27, 2024	37	Mar 30, 2023	reported	021-449951
SPC PARTNERS VII, L.P.	Private Equity Fund	$147M	Mar 27, 2024	32	Mar 28, 2022	reported	021-414849
SPC PARTNERS V, L.P.	Private Equity Fund	$147M	Mar 27, 2024	40	Dec 21, 2012	reported	021-177714
SPC PARTNERS III, L.P.	Private Equity Fund	$67.4M	Aug 9, 2019	47	Feb 13, 2012	dropped	021-57646
SPC PARTNERS IV, L.P.	Private Equity Fund	$51.4M	Mar 27, 2024	43	Feb 13, 2012	reported	021-115508
SWANDER PACE CAPITAL FUND, L.P.	Private Equity Fund	$1.7M	Mar 27, 2013	26	Feb 13, 2012	dropped	n/a
SPC PARTNERS II, L.P.	Private Equity Fund	$1.5M	Mar 22, 2018	37	Feb 13, 2012	dropped	n/a
SPC ADVISORS III, L.P.	Private Equity Fund	$1.2M	Aug 9, 2019	35	Feb 13, 2012	dropped	021-59356
SPC ADVISORS II, LLC	Private Equity Fund	$101,729	Mar 22, 2018	35	Feb 13, 2012	dropped	n/a
SPC GP FUND, LLC	Private Equity Fund	$27,152	Mar 27, 2013	9	Feb 13, 2012	dropped	n/a
SPC EXECUTIVE ADVISERS FUND, LLC	Private Equity Fund	$22,071	Mar 27, 2013	9	Feb 13, 2012	dropped	n/a
SPC ASSOCIATES FUND, LLC	Private Equity Fund	$3,514	Mar 27, 2013	10	Feb 13, 2012	dropped	n/a
SPC ASSOCIATES II, LLC	Private Equity Fund	$1,900	Feb 13, 2012	14	Feb 13, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CALVO, VIRGINIA, NMN	CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER	Na	yes	01/2021	Jan 28, 2021	Mar 27, 2024
MATLOCK, TYLER, PAUL	MANAGING DIRECTOR	Na	yes	01/2021	Mar 20, 2019	Mar 27, 2024
RICHARDS, ANDREW, HAMILTON	FOUNDER & CEO, MANAGING DIRECTOR; SHAREHOLDER	E	yes	08/1997	Feb 13, 2012	Mar 27, 2024
STOUT, CARL, MORRIS	MANAGING DIRECTOR	Na	yes	01/2007	Mar 22, 2018	Mar 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SWANDER PACE CAPITAL CT GP L.P.	n/a	n/a	n/a	N	yes	n/a
SWANDER PACE CAPITAL IV, L.P.	n/a	n/a	n/a	N	yes	n/a
SWANDER PACE CAPITAL V, L.P.	n/a	n/a	n/a	N	yes	n/a
SWANDER PACE CAPITAL VI, L.P.	n/a	n/a	n/a	N	yes	n/a
SWANDER PACE CAPITAL VII, L.P.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Bedminster	Nj	United States	11	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$960M	$960M	18	17	1	5	n/a
2024	Mar 18, 2025	$1.1B	$1.1B	19	18	1	5	n/a
2023	Mar 27, 2024	$1.2B	$1.2B	20	19	2	5	$1.2B
2022	Mar 30, 2023	$1.4B	$1.4B	19	14	2	5	$1.4B
2021	Mar 28, 2022	$1.3B	$1.3B	20	14	2	4	$1.3B
2020	Mar 30, 2021	$1.0B	$1.0B	21	14	2	3	$1.0B
2019	Mar 27, 2020	$952M	$952M	22	16	2	3	$952M
2018	Mar 20, 2019	$1.1B	$1.1B	22	16	2	5	$1.1B
2017	Mar 22, 2018	$1.2B	$1.2B	19	15	2	7	$1.2B
2016	Mar 20, 2017	$1.2B	$1.2B	16	13	n/a	7	$1.2B
2015	Mar 24, 2016	$782M	$782M	16	12	n/a	6	$782M
2014	Mar 24, 2015	$948M	$948M	16	14	n/a	6	$948M
2013	Mar 31, 2014	$1.2B	$1.2B	14	12	n/a	6	$1.2B
2012	Mar 27, 2013	$1.2B	$1.2B	14	12	n/a	10	$1.2B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$960M	$1.1B	-12.1%	$1.4B	-11.0%	18	19	1	1

Relationships

Advises (14)

→ SPC PARTNERS V, L.P.Private fundPrivate Equity Fund, IA
Dec 21, 2012 to presentfactForm ADV
→ SPC PARTNERS IV, L.P.Private fundPrivate Equity Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ SPC PARTNERS VI, L.P.Private fundPrivate Equity Fund, IA
Mar 20, 2017 to presentfactForm ADV
→ SWANDER PACE CAPITAL CT FUND I, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ SPC PARTNERS VII, L.P.Private fundPrivate Equity Fund, IA
Mar 28, 2022 to presentfactForm ADV
→ SPC ADVISORS III, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 13, 2012 to Aug 9, 2019factForm ADV
→ SPC PARTNERS III, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 13, 2012 to Aug 9, 2019factForm ADV
→ SPC PARTNERS II, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 13, 2012 to Mar 22, 2018factForm ADV
→ SPC ADVISORS II, LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Feb 13, 2012 to Mar 22, 2018factForm ADV
→ SWANDER PACE CAPITAL FUND, L.P.Private fundPrivate Equity Fund, IA, no longer reported
Feb 13, 2012 to Mar 27, 2013factForm ADV
→ SPC ASSOCIATES FUND, LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Feb 13, 2012 to Mar 27, 2013factForm ADV
→ SPC GP FUND, LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Feb 13, 2012 to Mar 27, 2013factForm ADV
→ SPC EXECUTIVE ADVISERS FUND, LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Feb 13, 2012 to Mar 27, 2013factForm ADV
→ SPC ASSOCIATES II, LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Feb 13, 2012 to Feb 13, 2012factForm ADV

Controls (4)

← RICHARDS, ANDREW, HAMILTONOwnerFOUNDER & CEO, MANAGING DIRECTOR; SHAREHOLDER, ownership code E, individual
Feb 13, 2012 to Mar 27, 2024factForm ADV
← STOUT, CARL, MORRISOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 22, 2018 to Mar 27, 2024factForm ADV
← MATLOCK, TYLER, PAULOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 20, 2019 to Mar 27, 2024factForm ADV
← CALVO, VIRGINIA, NMNOwnerCHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Jan 28, 2021 to Mar 27, 2024factForm ADV

Dated events

Occurred
Jan 9, 2024
Control person left
Corbit Daniel Reese (Managing Director) no longer on Schedule A of Swander Pace Capital (listed 2023-03-30, absent 2024-01-09)
Form ADVobserved 6 days ago
Occurred
Feb 1, 2023
Control person left
Fredricks Robert Desmarais (Managing Director) no longer on Schedule A of Swander Pace Capital (listed 2022-03-28, absent 2023-02-01)
Form ADVobserved 6 days ago
Occurred
Jan 28, 2021
Control person left
Roger Mark Poff (Managing Director) no longer on Schedule A of Swander Pace Capital (listed 2020-10-13, absent 2021-01-28)
Form ADVobserved 6 days ago
Occurred
Jan 28, 2021
Control person joined
Virginia Calvo (Chief Compliance Officer And Chief Financial Officer) appeared on Schedule A of Swander Pace Capital
Form ADVobserved 6 days ago
Occurred
Oct 13, 2020
Control person left
Lynn Heather Fraser (Chief Compliance Officer) no longer on Schedule A of Swander Pace Capital (listed 2020-03-30, absent 2020-10-13)
Form ADVobserved 6 days ago
Occurred
Mar 27, 2020
Control person left
Lauryn Heather Smith (Managing Director) no longer on Schedule A of Swander Pace Capital (listed 2019-08-09, absent 2020-03-27)
Form ADVobserved 6 days ago
Occurred
Mar 20, 2019
Control person joined
Paul Tyler Matlock (Director) appeared on Schedule A of Swander Pace Capital
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a4633cf-b276-ebb1-7ad8-38bb94956605
First observed: Feb 13, 2012
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SWANDER PACE CAPITAL

SPC MANAGEMENT CO., INC., CRD 157259

BEDMINSTER, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2a4633cf-b276-ebb1-7ad8-38bb94956605

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SPC PARTNERS VI, L.P.

Private Equity Fund

$597M

Mar 27, 2024

Mar 20, 2017

reported

021-266061

SWANDER PACE CAPITAL CT FUND I, L.P.

Private Equity Fund

$222M

Mar 27, 2024

Mar 30, 2023

reported

021-449951

SPC PARTNERS VII, L.P.

Private Equity Fund

$147M

Mar 27, 2024

Mar 28, 2022

reported

021-414849

SPC PARTNERS V, L.P.

Private Equity Fund

$147M

Mar 27, 2024

Dec 21, 2012

reported

021-177714

SPC PARTNERS III, L.P.

Private Equity Fund

$67.4M

Aug 9, 2019

Feb 13, 2012

dropped

021-57646

SPC PARTNERS IV, L.P.

Private Equity Fund

$51.4M

Mar 27, 2024

Feb 13, 2012

reported

021-115508

SWANDER PACE CAPITAL FUND, L.P.

Private Equity Fund

$1.7M

Mar 27, 2013

Feb 13, 2012

dropped

n/a

SPC PARTNERS II, L.P.

Private Equity Fund

$1.5M

Mar 22, 2018

Feb 13, 2012

dropped

n/a

SPC ADVISORS III, L.P.

Private Equity Fund

$1.2M

Aug 9, 2019

Feb 13, 2012

dropped

021-59356

SPC ADVISORS II, LLC

Private Equity Fund

$101,729

Mar 22, 2018

Feb 13, 2012

dropped

n/a

SPC GP FUND, LLC

Private Equity Fund

$27,152

Mar 27, 2013

Feb 13, 2012

dropped

n/a

SPC EXECUTIVE ADVISERS FUND, LLC

Private Equity Fund

$22,071

Mar 27, 2013

Feb 13, 2012

dropped

n/a

SPC ASSOCIATES FUND, LLC

Private Equity Fund

$3,514

Mar 27, 2013

Feb 13, 2012

dropped

n/a

SPC ASSOCIATES II, LLC

Private Equity Fund

$1,900

Feb 13, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CALVO, VIRGINIA, NMN

CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER

yes

01/2021

Jan 28, 2021

Mar 27, 2024

MATLOCK, TYLER, PAUL

MANAGING DIRECTOR

yes

01/2021

Mar 20, 2019

Mar 27, 2024

RICHARDS, ANDREW, HAMILTON

FOUNDER & CEO, MANAGING DIRECTOR; SHAREHOLDER

yes

08/1997

Feb 13, 2012

Mar 27, 2024

STOUT, CARL, MORRIS

MANAGING DIRECTOR

yes

01/2007

Mar 22, 2018

Mar 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SWANDER PACE CAPITAL CT GP L.P.

n/a

yes

n/a

SWANDER PACE CAPITAL IV, L.P.

n/a

yes

n/a

SWANDER PACE CAPITAL V, L.P.

n/a

yes

n/a

SWANDER PACE CAPITAL VI, L.P.

n/a

yes

n/a

SWANDER PACE CAPITAL VII, L.P.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Bedminster

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$960M

n/a

2024

Mar 18, 2025

$1.1B

n/a

2023

Mar 27, 2024

$1.2B

2022

Mar 30, 2023

$1.4B

2021

Mar 28, 2022

$1.3B

2020

Mar 30, 2021

$1.0B

2019

Mar 27, 2020

$952M

2018

Mar 20, 2019

$1.1B

2017

Mar 22, 2018

$1.2B

2016

Mar 20, 2017

$1.2B

n/a

$1.2B

2015

Mar 24, 2016

$782M

n/a

$782M

2014

Mar 24, 2015

$948M

n/a

$948M

2013

Mar 31, 2014

$1.2B

n/a

$1.2B

2012

Mar 27, 2013

$1.2B

n/a

$1.2B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$960M

$1.1B

-12.1%

$1.4B

-11.0%