DFX Intelligence

K••••••• A•• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

K••••••• A•• G••••••••

Advisor at A•••••••• A••••••• S•••••••• L••

GLASTONBURY, CT

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Search this name across graphsid dfx:ria:2a48fba6-81ac-b916-5561-b9c8332e23d5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 7, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• A••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• A••••••• S•••••••• L••	Independent wealth	Mar 2, 2021	n/a	yes	GLASTONBURY, CT	Current employment
A•••••••• A••••••• S•••••••• L••	Independent wealth	Aug 7, 2007	Apr 22, 2019	no	GLASTONBURY, CT\|GLASTONBURY, CT

Relationships

Registered with (1)

→ A•••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 7, 2007 to Apr 22, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a48fba6-81ac-b916-5561-b9c8332e23d5
First observed: Aug 7, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.