DFX Intelligence

R•• I••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

R•• I••••••••• L•

CRD 153232

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2a4d1831-886b-464d-db86-ce9407dcf515

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 19
On other graphs: 4
Observed: Jun 4, 2013 to Mar 30, 2026
30 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

R•• I••••••••• L•

Family office · key cik, key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

R•• I••••••••• L•

Capital provider to sponsors · key cik, key crd, key sfn adviser, shared crd

Private Equityidentity

R•• I••••••••• L•

Private equity manager · key cik, key crd, key sfn adviser, shared crd

Private Creditidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $14B••• Locked
Discretionary RAUM: $14B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 70

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•• M••••• F•••• L•••	Hedge Fund	$7.4B	Mar 30, 2026	1,433	Oct 31, 2012	reported	021-141945
R•• I••••••••• M••••• F•••• L•••	Hedge Fund	$5.5B	Mar 30, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• R•••••• J•••	PARTNER, CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER	Na	yes	08/2020	Feb 19, 2021	Mar 28, 2024
F•••• P••••• M•	PARTNER, PRESIDENT	Na	yes	01/2022	Mar 30, 2022	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
4••• R•••••• F••• G•• L••	n/a	n/a	n/a	N	no	n/a
H••• 2• H•••••••• L••	n/a	n/a	n/a	Y	yes	n/a
R•• F••• G•••• G•• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$14B	$9.8B	44.2%	$7.2B	25.3%	70	67	0	0

Relationships

Advises (9)

→ R•• I••••••••• M••••• F•••• L•••Private fundHedge Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ 4••• R•••••• I••••••••• I•••Private fundPrivate Equity Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ R•• M••••• F•••• L•••Private fundHedge Fund, IA
Oct 31, 2012 to presentfactForm ADV
→ R•• S•••••• P•••••• F••• I•• L••

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 30, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$4.3B
Occurred
Mar 30, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$4.7B
Occurred
Mar 30, 2026
Ria ownership band change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a4d1831-886b-464d-db86-ce9407dcf515
First observed: Jun 4, 2013
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.