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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PJS INVESTMENT MANAGEMENT

P. J. SCHMIDT INVESTMENT MANAGEMENT, INC, CRD 104701

CEDARBURG, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2a50cf1e-b1b8-b7ea-609f-a42f8f6ba072

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 4
On other graphs: 0
Observed: Mar 28, 2012 to Mar 27, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $852MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $827M
Private client RAUM: $811MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $122Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 18
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,368
Individual clients: 266
High net worth clients: 188
Custody, client assets: $604M
SEC number: 801-16815
CIK: 1008895
CRD: 104701
Filings on the tape: 23
First filed: Mar 28, 2012
Latest filed: Mar 27, 2026
Organised: Corporation, WI
Website: pjsinvestment.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PATRICK NELSON SOMMERFIELD	n/a	CEDARBURG, WI	25	26	n/a	no
JASON SCOTT LACEY	Certified Financial Planner	CEDARBURG, WI	12	19	3	no
SCOTT MICHAEL CONGER	n/a	CEDARBURG, WI	7	15	2	no
KELSEY ELIZABETH WAGNER	n/a	CEDARBURG, WI	5	11	n/a	no
KELLY SUE MERTEN	n/a	CEDARBURG, WI	1	23	n/a	no
Emma E Curtsinger	n/a	CEDARBURG, WI	1	11	n/a	no
Devin Alic Goetsch	n/a	CEDARBURG, WI	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CONGER, SCOTT, MICHAEL	Director	Na	yes	02/2021	Mar 4, 2022	Oct 1, 2024
LACEY, JASON, SCOTT	EXECUTIVE VICE PRESIDENT	Na	yes	02/2020	Mar 30, 2020	Oct 1, 2024
MERTEN, KELLY, SUE	Secretary	Na	yes	09/2016	Mar 26, 2017	Oct 1, 2024
SCHMIDT, JULIE, A.	TREASURER/OWNER	B	yes	11/2017	Mar 30, 2018	Oct 1, 2024
Schmidt, Karl, Sommerfield	OWNER/DIRECTOR	B	yes	12/2021	Mar 4, 2022	Oct 1, 2024
SOMMERFIELD, PATRICK, NELSON	CCO/PRESIDENT/OWNER	B	yes	11/2018	Mar 28, 2012	Oct 1, 2024
SCHMIDT, ELIZABETH, NELSON	Owner	B	no	12/1981	Mar 28, 2012	Oct 1, 2024
Schmidt, Joseph, Sommerfield	Owner	B	no	12/2021	Mar 4, 2022	Oct 1, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$852M	$827M	18	6	0	n/a	n/a
2024	Mar 26, 2025	$787M	$766M	17	6	0	n/a	n/a
2023	Mar 26, 2024	$720M	$701M	15	6	0	n/a	n/a
2022	Mar 23, 2023	$638M	$613M	15	6	0	n/a	n/a
2021	Mar 4, 2022	$765M	$738M	14	7	0	n/a	n/a
2020	Mar 30, 2021	$652M	$626M	15	7	0	n/a	n/a
2019	Mar 30, 2020	$599M	$574M	14	7	0	n/a	n/a
2018	Mar 29, 2019	$509M	$488M	14	7	0	n/a	n/a
2017	Mar 30, 2018	$546M	$523M	10	7	0	n/a	n/a
2016	Mar 26, 2017	$458M	$436M	11	8	n/a	n/a	n/a
2015	Mar 28, 2016	$434M	$412M	11	8	n/a	n/a	n/a
2014	Mar 31, 2015	$449M	$428M	11	8	n/a	n/a	n/a
2013	Mar 20, 2014	$434M	$413M	11	8	n/a	n/a	n/a
2012	Mar 26, 2013	$393M	$375M	9	6	n/a	n/a	n/a
2011	Mar 28, 2012	$391M	$370M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$852M	$787M	8.2%	$638M	10.1%	18	17	0	0

Relationships

Registered with (8)

← Devin Alic GoetschAdvisorregistration: current employment
Jun 9, 2026 to presentfactForm ADV
← Emma E CurtsingerAdvisorregistration: current employment
Jun 12, 2025 to presentfactForm ADV
← KELLY SUE MERTENAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← KELSEY ELIZABETH WAGNERAdvisorregistration: current employment
Sep 3, 2021 to presentfactForm ADV
← SCOTT MICHAEL CONGERAdvisorregistration: current employment
Nov 5, 2018 to presentfactForm ADV
← JASON SCOTT LACEYAdvisorregistration: current employment
Mar 13, 2014 to presentfactForm ADV
← PATRICK NELSON SOMMERFIELDAdvisorregistration: current employment
Feb 21, 2001 to presentfactForm ADV
← NICHOLAS ANDREW ZIAREKAdvisorregistration: previous registration
Nov 21, 2013 to Jan 9, 2018factForm ADV

Owns (2)

← SCHMIDT, ELIZABETH, NELSONOwnerOWNER, ownership code B, individual
Mar 28, 2012 to Oct 1, 2024factForm ADV
← Schmidt, Joseph, SommerfieldOwnerOWNER, ownership code B, individual
Mar 4, 2022 to Oct 1, 2024factForm ADV

Controls (6)

← SOMMERFIELD, PATRICK, NELSONOwnerCCO/PRESIDENT/OWNER, ownership code B, individual
Mar 28, 2012 to Oct 1, 2024factForm ADV
← MERTEN, KELLY, SUEOwnerSECRETARY, ownership code NA, individual
Mar 26, 2017 to Oct 1, 2024factForm ADV
← LACEY, JASON, SCOTTOwnerEXECUTIVE VICE PRESIDENT, ownership code NA, individual
Mar 30, 2020 to Oct 1, 2024factForm ADV
← CONGER, SCOTT, MICHAELOwnerDIRECTOR, ownership code NA, individual
Mar 4, 2022 to Oct 1, 2024factForm ADV
← SCHMIDT, JULIE, A.OwnerTREASURER/OWNER, ownership code B, individual
Mar 30, 2018 to Oct 1, 2024factForm ADV
← Schmidt, Karl, SommerfieldOwnerOWNER/DIRECTOR, ownership code B, individual
Mar 4, 2022 to Oct 1, 2024factForm ADV

Dated events

Occurred
Mar 4, 2022
Control person joined
Sommerfield Karl Schmidt (Owner/Director) appeared on Schedule A of Pjs Investment Management
Form ADVobserved 6 days ago
Occurred
Mar 4, 2022
Control person joined
Michael Scott Conger (Director) appeared on Schedule A of Pjs Investment Management
Form ADVobserved 6 days ago
Occurred
Mar 4, 2022
Control person left
James Phillip Schmidt (Executive Vice President/Board Chairman/Owner) no longer on Schedule A of Pjs Investment Management (listed 2021-03-30, absent 2022-03-04)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person joined
Scott Jason Lacey (Vice President) appeared on Schedule A of Pjs Investment Management
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a50cf1e-b1b8-b7ea-609f-a42f8f6ba072
First observed: Mar 28, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PJS INVESTMENT MANAGEMENT

P. J. SCHMIDT INVESTMENT MANAGEMENT, INC, CRD 104701

CEDARBURG, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2a50cf1e-b1b8-b7ea-609f-a42f8f6ba072

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:59 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PATRICK NELSON SOMMERFIELD

n/a

CEDARBURG, WI

n/a

JASON SCOTT LACEY

Certified Financial Planner

CEDARBURG, WI

SCOTT MICHAEL CONGER

n/a

CEDARBURG, WI

KELSEY ELIZABETH WAGNER

n/a

CEDARBURG, WI

n/a

KELLY SUE MERTEN

n/a

CEDARBURG, WI

n/a

Emma E Curtsinger

n/a

CEDARBURG, WI

n/a

Devin Alic Goetsch

n/a

CEDARBURG, WI

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CONGER, SCOTT, MICHAEL

Director

yes

02/2021

Mar 4, 2022

Oct 1, 2024

LACEY, JASON, SCOTT

EXECUTIVE VICE PRESIDENT

yes

02/2020

Mar 30, 2020

Oct 1, 2024

MERTEN, KELLY, SUE

Secretary

yes

09/2016

Mar 26, 2017

Oct 1, 2024

SCHMIDT, JULIE, A.

TREASURER/OWNER

yes

11/2017

Mar 30, 2018

Oct 1, 2024

Schmidt, Karl, Sommerfield

OWNER/DIRECTOR

yes

12/2021

Mar 4, 2022

Oct 1, 2024

SOMMERFIELD, PATRICK, NELSON

CCO/PRESIDENT/OWNER

yes

11/2018

Mar 28, 2012

Oct 1, 2024

SCHMIDT, ELIZABETH, NELSON

Owner

12/1981

Mar 28, 2012

Oct 1, 2024

Schmidt, Joseph, Sommerfield

Owner

12/2021

Mar 4, 2022

Oct 1, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$852M

$827M

n/a

2024

Mar 26, 2025

$787M

$766M

n/a

2023

Mar 26, 2024

$720M

$701M

n/a

2022

Mar 23, 2023

$638M

$613M

n/a

2021

Mar 4, 2022

$765M

$738M

n/a

2020

Mar 30, 2021

$652M

$626M

n/a

2019

Mar 30, 2020

$599M

$574M

n/a

2018

Mar 29, 2019

$509M

$488M

n/a

2017

Mar 30, 2018

$546M

$523M

n/a

2016

Mar 26, 2017

$458M

$436M

n/a

2015

Mar 28, 2016

$434M

$412M

n/a

2014

Mar 31, 2015

$449M

$428M

n/a

2013

Mar 20, 2014

$434M

$413M

n/a

2012

Mar 26, 2013

$393M

$375M

n/a

2011

Mar 28, 2012

$391M

$370M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$852M

$787M

8.2%

$638M

10.1%